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KYC & AML Policy

Effective Date: 1/07/2023

 

Introduction

31° North Capital ("we", "us", "our") is committed to complying with all applicable Know Your Customer (KYC) and Anti-Money Laundering (AML) regulations to prevent and mitigate the risks of money laundering and terrorist financing.

 

KYC Procedures

  1. Customer Identification: We require all customers to provide valid identification documents such as a passport, national ID card, or driver’s license.

  2. Verification: We verify the authenticity of the provided identification documents through reliable and independent sources.

  3. Ongoing Monitoring: We conduct ongoing monitoring of customer transactions to identify and report suspicious activities.

 

AML Procedures

  1. Risk Assessment: We assess the money laundering and terrorist financing risks associated with our customers, products, services, and geographic locations.

  2. Record Keeping: We maintain records of all transactions, customer identification, and verification documents for a minimum period as required by law.

  3. Suspicious Activity Reporting: We report any suspicious activities to the relevant authorities in accordance with applicable laws and regulations.

 

Training and Awareness

We provide regular training to our employees on KYC and AML policies and procedures to ensure they understand and comply with our obligations.

 

Changes to This KYC & AML Policy

We may update our KYC & AML Policy from time to time. We will notify you of any changes by posting the new policy on our Website.

Contact Us

 

If you have any questions about this KYC & AML Policy, please contact us at:

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